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Browse: Home / 2011 / December / 29 / Federal Judge in Wisconsin Challenges an S.E.C. Settlement

Federal Judge in Wisconsin Challenges an S.E.C. Settlement

By Securities Docket on December 29, 2011, 3:03 pm

A federal judge in Wisconsin has challenged the Securities and Exchange Commission over a proposed settlement of fraud charges against a publicly traded company, citing as a precedent the agency’s pending case against Citigroup.

That represents a significant expansion of the impact of the Citigroup case, in which Judge Jed S. Rakoff of the Federal District Court in New York threw out a proposed settlement between the company and the S.E.C.

via Federal Judge in Wisconsin Challenges an S.E.C. Settlement – NYTimes.com.

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Posted in SEC, Top | Tagged Settlements

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