‘Enforcement 40’ for 2020
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By Securities Docket on January 5, 2012, 5:23 pm
Complaint alleges private attorney aided and abetted fraud by “obstructing an SEC investigation” of Stanford’s operations.
Posted in Class Actions, Criminal, Top | Tagged Obstruction, Stanford Financial
By Securities Docket on January 5, 2012, 2:13 pm
Complaint seeks of Yukos-related documents and an award of attorneys’ fees.
By Securities Docket on January 5, 2012, 1:55 pm
My New Year SEC (mainly) enforcement wish list –Thomson Reuters News & INsight http://t.co/GzjM98uk # A Third Lawsuit by Madoff Investors Against the SEC Gets Dismissed http://t.co/Ooegdrup # Gupta Lawyers Seek to Keep Wiretaps Out of Insider Case http://t.co/x7QCwzLI # SEC Charges Life Settlements Firm and Three Executives with Disclosure and Accounting Fraud http://t.co/AlXsgHrV # […]