Daily Archives: January 5, 2012, 5:23 pm

Securities Docket News Wire for 2012-01-05

My New Year SEC (mainly) enforcement wish list –Thomson Reuters News & INsight http://t.co/GzjM98uk # A Third Lawsuit by Madoff Investors Against the SEC Gets Dismissed http://t.co/Ooegdrup # Gupta Lawyers Seek to Keep Wiretaps Out of Insider Case http://t.co/x7QCwzLI # SEC Charges Life Settlements Firm and Three Executives with Disclosure and Accounting Fraud http://t.co/AlXsgHrV # Rajat Gupta Seeks Court Order…

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