‘Enforcement 40’ for 2020
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By Securities Docket on January 7, 2012, 2:43 pm
India’s Sebi fines three top officials of Jaiprakash Associates for involvement in insider trading in 2008.
By Securities Docket on January 7, 2012, 1:55 pm
Web Watch: Best of the Week Ending January 6 http://t.co/T4VPA7FU # When Red Flags Are Not Enough — Compliance Building http://t.co/u7rZyVaz # CFTC’s New Whistleblower Office Hires First Director http://t.co/bi7XxUab # S.E.C. to Change Policy on Companies’ Admission of Guilt – http://t.co/0q5G9UCc http://t.co/n8g1z3vd # British Regulator Fines PWC $2.2 Million – http://t.co/0q5G9UCc http://t.co/rG5UrKqA # We […]