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Exclusive: Ex-SEC lawyer said to settle Stanford-linked case — Reuters

Exclusive: Ex-SEC lawyer said to settle Stanford-linked case — Reuters

By on January 10, 2012, 11:04 pm

Former SEC attorney will reportedly settle DOJ case by agreeing to $50,000 fine.

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Jan. 27 Webcast: Resolving Corporate Investigations with DPAs and NPAs – 2011 Year-End Update

Jan. 27 Webcast: Resolving Corporate Investigations with DPAs and NPAs – 2011 Year-End Update

By on January 10, 2012, 10:52 pm

Please join Joe Warin, Brian Baldrate and Alma Angotti for this free webcast.

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Conviction of Former Refco Lawyer Is Overturned

Conviction of Former Refco Lawyer Is Overturned

By on January 10, 2012, 2:17 pm

Appeals court reverses conviction of Joseph P. Collins, a former outside lawyer to Refco.

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SEC Enforcement Of The FCPA – Year In Review

SEC Enforcement Of The FCPA – Year In Review

By on January 10, 2012, 2:06 pm

The Year in Review of SEC FCPA Enforcement.

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DOJ and SEC Use of Deferred and Non-prosecution Agreements in 2011

DOJ and SEC Use of Deferred and Non-prosecution Agreements in 2011

By on January 10, 2012, 2:03 pm

2011 brings sea change in use of deferred and non-prosecution agreements.

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Securities Docket News Wire for 2012-01-10

By on January 10, 2012, 1:55 pm

Jan. 26 Webcast: Insider Trading Compliance for Hedge Funds and Other Regulated Entities http://t.co/BDSwNfYI # Stanford Says Case Should Be Dismissed Over Constitutional Violations http://t.co/hByu0Dy7 # Securities Docket News Wire for 2012-01-09 http://t.co/FyCF3gRU #

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