‘Enforcement 40’ for 2020
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Japan: METI bigwig nabbed in insider trading via wife’s name
Alleged insider trading is connected to a 2009 state-led bailout for chip-maker Elpida Memory Inc.
Former BDO partner pleads guilty to lying to SEC
Accountant allegedly told SEC he did not know about a payment even though the payment was made at his direction,
Rajaratnam prosecutor Streeter to join Dechert law firm
Lead prosecutor in Rajaratnam insider trading trial to join Dechert law firm in New York.
When Wall Street Sins, SEC Needs to Extract Confessions: View – BusinessWeek
“The SEC should make further changes to put real meaning behind its attempt at reform.”
Securities Docket News Wire for 2012-01-13
Business Roundtable Files Brief in Support of SEC in ‘Neither Admit Nor Deny’ Battle… http://t.co/trDVGPYq # Ex-hedge fund chief Drew “Bo” Brownstein gets jail for illegal insider trading — Denver Post http://t.co/3qZjKS0P # American Apparel Says SEC Ends Investigation Without Enforcement Actions http://t.co/n0uL1piq # Allen Stanford’s Criminal Defense Lawyers Want Out 12 Days Before Trial […]