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Browse: Home / 2012 / January / 13 / When Wall Street Sins, SEC Needs to Extract Confessions: View – BusinessWeek

When Wall Street Sins, SEC Needs to Extract Confessions: View – BusinessWeek

By Securities Docket on January 13, 2012, 2:24 pm

The Securities and Exchange Commission last week said it will no longer allow individuals or companies, when settling civil lawsuits, to “neither admit nor deny” wrongdoing if they have been separately convicted in a parallel criminal case. At first glance, it seems the SEC is doing something highly commendable. But there is much less than meets the eye here. The SEC should make further changes to put real meaning behind its attempt at reform, which affects only a small fraction of SEC cases.

via When Wall Street Sins, SEC Needs to Extract Confessions: View – BusinessWeek.

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