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SEC appoints Jane Norberg as Deputy Chief of office overseeing whistleblower program.
SEC’s Inspector General leaving the agency for private sector.
Recent “baby steps” may indicate SEC intends to take a tougher stance in resolving cases.
Spencer Barasch settles federal conflict of interest allegations arising from representation of Stanford Financial Group.
Dozens of civil society and business groups fight efforts by the U.S. Chamber of Commerce to amend the FCPA.
Bruce Carton looks back at securities enforcement in the year 2011.
Web Watch: Best of the Week Ending January 13 – Compliance Week http://t.co/0RvPTgMs # Ample Assistance — The 10b-5 Daily http://t.co/5sfZdHka # Securities Docket News Wire for 2012-01-16 http://t.co/ipQlA7gj #