‘Enforcement 40’ for 2020
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SEC Names Jane Norberg as Deputy Chief of Whistleblower Office
SEC appoints Jane Norberg as Deputy Chief of office overseeing whistleblower program.
After Four Years and Much Drama, SEC IG H. David Kotz Leaving Agency
SEC’s Inspector General leaving the agency for private sector.
In S.E.C.’s Actions, a Hint at a Tougher Stance – NYTimes.com
Recent “baby steps” may indicate SEC intends to take a tougher stance in resolving cases.
Former SEC Head of Enforcement for the Fort Worth Office Settles Conflict of Interest Allegations
Spencer Barasch settles federal conflict of interest allegations arising from representation of Stanford Financial Group.
Crowd To Congress: Hands Off The FCPA
Dozens of civil society and business groups fight efforts by the U.S. Chamber of Commerce to amend the FCPA.
Bruce Carton’s “2011: The Year in Enforcement”
Bruce Carton looks back at securities enforcement in the year 2011.
Securities Docket News Wire for 2012-01-17
Web Watch: Best of the Week Ending January 13 – Compliance Week http://t.co/0RvPTgMs # Ample Assistance — The 10b-5 Daily http://t.co/5sfZdHka # Securities Docket News Wire for 2012-01-16 http://t.co/ipQlA7gj #