‘Enforcement 40’ for 2020
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Stanford to Testify in Own Defense at Ponzi Trial
Allen Stanford plans to testify in his own defense in upcoming trial.
Justice Dept Suffers Another FCPA Setback
Court grants John O’Shea’s motion to dismiss 12 FCPA counts and one conspiracy count against him.
Archived Version and Materials for Jan. 12 Webcast: Effective Insider Trading Policies for Public Companies and Regulated Entities
Jay Dubow, Anthony Creamer and Alma Angotti joined us for this webcast.
Securities Docket News Wire for 2012-01-18
SEC Names Jane Norberg as Deputy Chief of Whistleblower Office http://t.co/OFgxyxo7 # After Four Years and Much Drama, SEC IG H. David Kotz Leaving Agency – Compliance Week http://t.co/HGnU94RZ # In S.E.C.’s Actions, a Hint at a Tougher Stance – http://t.co/0q5G9UCc http://t.co/AATmJJZ7 # Former SEC Head of Enforcement for the Fort Worth Office Settles Conflict […]