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Stanford to Testify in Own Defense at Ponzi Trial

Stanford to Testify in Own Defense at Ponzi Trial

By on January 18, 2012, 11:02 pm

Allen Stanford plans to testify in his own defense in upcoming trial.

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Justice Dept Suffers Another FCPA Setback

Justice Dept Suffers Another FCPA Setback

By on January 18, 2012, 3:42 pm

Court grants John O’Shea’s motion to dismiss 12 FCPA counts and one conspiracy count against him.

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Archived Version and Materials for Jan. 12 Webcast: Effective Insider Trading Policies for Public Companies and Regulated Entities

Archived Version and Materials for Jan. 12 Webcast: Effective Insider Trading Policies for Public Companies and Regulated Entities

By on January 18, 2012, 2:32 pm

Jay Dubow, Anthony Creamer and Alma Angotti joined us for this webcast.

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Securities Docket News Wire for 2012-01-18

By on January 18, 2012, 1:55 pm

SEC Names Jane Norberg as Deputy Chief of Whistleblower Office http://t.co/OFgxyxo7 # After Four Years and Much Drama, SEC IG H. David Kotz Leaving Agency – Compliance Week http://t.co/HGnU94RZ # In S.E.C.’s Actions, a Hint at a Tougher Stance – http://t.co/0q5G9UCc http://t.co/AATmJJZ7 # Former SEC Head of Enforcement for the Fort Worth Office Settles Conflict […]

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