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Archived Version and Materials for Jan. 27 Webcast: Resolving Corporate Investigations with DPAs and NPAs – 2011 Year-End Update
Joe Warin, Brian Baldrate and Alma Angotti joined us for this webcast.
SEC can seek disgorgement from dead defendant
Court finds disgorgement case is remedial, not punitive, and survives defendant’s death.
Securities Docket News Wire for 2012-01-30
Stanford Ponzi trial is heating up – http://t.co/RBq8AHPc http://t.co/siun62HU # Federal-state law enforcement unit to focus on residential mortgage-backed securities – The… http://t.co/hOoGObKZ # Securities Docket News Wire for 2012-01-29 http://t.co/wBSuuoCL #
Stanford Ponzi trial is heating up – NYPOST.com
… The Ponzi scheme trial of disgraced financier R. Allen Stanford shifts into high gear this week. Uncle Sam’s key witness, James Davis, the former chief financial officer at Stanford’s firm — and a former college roommate of the alleged fraudster — is scheduled to take the stand and tell jurors just how the massive […]
Federal-state law enforcement unit to focus on residential mortgage-backed securities
New fraud-fighting unit will launch with 55 prosecutors and investigators.