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By Securities Docket on January 29, 2012, 1:55 pm
Securities Docket News Wire for 2012-01-28 http://t.co/I7pGl3wE #
By Securities Docket on January 28, 2012, 1:55 pm
Web Watch: Best of the Week Ending January 27 – Compliance Week http://t.co/L8ZmfJac # Carlyle Readies an Unfriendly I.P.O. for Shareholders – http://t.co/0q5G9UCc http://t.co/AcfX7a0S # Greater Penalties for Insider Trading – http://t.co/0q5G9UCc http://t.co/wbdcSkPN # Changes in the Plaintiffs’ Class Action Bar and the Changing World of Shareholder Litigation… http://t.co/te3MFYll # SEC Rolls Out First iPhone […]
By Securities Docket on January 27, 2012, 11:43 pm
The week’s most interesting columns and blog posts from around the web.
By Securities Docket on January 27, 2012, 11:16 pm
It is quite possible that the Carlyle Group, the private equity firm that is preparing to go public, is proposing the most shareholder-unfriendly corporate governance structure in modern history. via Carlyle Readies an Unfriendly I.P.O. for Shareholders – NYTimes.com.
By Securities Docket on January 27, 2012, 11:11 pm
Under proposed amendments to the Federal Sentencing Guidelines announced last week, recommended punishments for insider trading are likely to increase in response to Congressional pressure to ratchet up sentences for securities fraud. That will put even more pressure on defendants to cooperate with the government in the hope of receiving a reduced penalty. via Greater […]
By Securities Docket on January 27, 2012, 11:07 pm
The changing mix of corporate and securities litigation is a recent phenomenon on which I have frequently commented on this blog. While identifying the fact of the change is relatively straightforward, explaining it is more challenging. According to a January 11, 2012 article in The Review of Securities & Commodities Regulation entitled “Shareholder Litigation After the […]
By Securities Docket on January 27, 2012, 9:04 pm
This week, the SEC quietly rolled out its first iPhone app.
By Securities Docket on January 27, 2012, 8:15 pm
FBI reportedly searches offices of New York Global Group, which has played a role in Chinese reverse mergers.
By Securities Docket on January 27, 2012, 8:03 pm
Agency drops controversial action against former general counsel of Ferris Baker Watts.