‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on January 27, 2012, 1:30 pm
The role of legal advice from former SEC officials and other ex-regulators and law-enforcement officials in the Stanford scheme.
By Securities Docket on January 27, 2012, 1:28 pm
Senate vote on STOCK Act set for Jan. 30.
By Securities Docket on January 26, 2012, 2:21 pm
SEC must decide whether to allow Carlyle’s IPO proceed.
By Securities Docket on January 26, 2012, 1:55 pm
SOTU: President Obama Calls For a Law Banning Insider Trading by Members of Congress… http://t.co/SKEgo2pc # British Regulator Fines Einhorn in Insider Trading Case – http://t.co/0q5G9UCc http://t.co/rU3cc8tJ # Congress Doesnt Want to Give Up Its Insider Trading Privileges – The Atlantic Wire http://t.co/Ua4DwFnT # Securities Docket News Wire for 2012-01-25 http://t.co/TtuWV1Fx #
By Securities Docket on January 25, 2012, 7:29 pm
Pres. Obama promises to sign legislation that bans insider trading by members of Congress.
By Securities Docket on January 25, 2012, 6:33 pm
FSA fines David Einhorn and Greenlight Capital $11 million in insider trading matter.
By Securities Docket on January 25, 2012, 3:54 pm
STOCK Act continues to meet with resistance.
By Securities Docket on January 25, 2012, 1:55 pm
How Hedge Funds Can Use Compliance, Technology to Stay Out of Insider Trading Crosshairs… http://t.co/rH5sNpkW # Rajat Gupta Files Demand for Jury Trial in SEC Civil Case – Bloomberg http://t.co/9ZhC8X1S # Allen Stanford’s Prospective Jurors Probed for Bias by Judge – Businessweek http://t.co/esVuPQJ4 # Securities Docket News Wire for 2012-01-24 http://t.co/YMBcF57M #
By Securities Docket on January 24, 2012, 7:31 pm
Hedge funds are in prosecutors’ crosshairs for insider trading as never before. An upcoming webcast will discuss ways that hedge funds can protect themselves going forward, both from a compliance/legal perspective and a technology perspective. via How Hedge Funds Can Use Compliance, Technology to Stay Out of Insider Trading Crosshairs – Compliance Week.