- SEC targets compliance – InvestmentNews http://t.co/r0jgCO4g #
- Why three senators said no to an insider trading ban in Congress – The Term Sheet http://t.co/SdbqN8RU #
- Stanford had secret fund for bribes, yacht-witness — Reutershttp://t.co/b2ZN0y6j #
- Carlyle Drops Class-Action Lawsuit Ban as Opposition Mounts – Businessweek http://t.co/ts86SkrO #
- 2011 Asset Management Year in Review: Select SEC Enf. Cases and Developments Regarding Inv. Advisers and Inv. Cos.http://t.co/7LSuf1tH #