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Stressed-Out Compliance Officers May Soon Feel Even More Heat From SEC

Stressed-Out Compliance Officers May Soon Feel Even More Heat From SEC

By on February 8, 2012, 9:16 pm

Stress level of compliance officers may be rising even higher.

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Preet Bharara’s toothless bite of Wall Street - Salon.com

Preet Bharara’s toothless bite of Wall Street – Salon.com

By on February 8, 2012, 7:14 pm

“Preet Bharara is not busting Wall Street. He’s not collaring the masters of the meltdown”

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SDNY’s Christopher Garcia Joining Weil, Gotshal in New York

SDNY’s Christopher Garcia Joining Weil, Gotshal in New York

By on February 8, 2012, 6:50 pm

Chief of SDNY’s Securities & Commodities Fraud Task Force joining Weil.

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STOCK Act heads for House vote - CBS News

STOCK Act heads for House vote – CBS News

By on February 8, 2012, 2:15 pm

House vote expected Thursday.

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Securities Docket News Wire for 2012-02-08

By on February 8, 2012, 1:55 pm

February 21 Webcast: The FCPA Compliance Defense — Yes or No? http://t.co/eS73m8mm # Federal Judge Joins Former Partners to Launch New Litigation Boutique – Business Wire – Wire… http://t.co/O5L2l8rI # Will the SEC’s Requiring Settling Parties to Admit Wrongdoing Increase the Number of Trials… http://t.co/5Wbs50Wm # Hong Kong Regulator Says It Should Be Able to […]

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