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Browse: Home / 2012 / February / 23 / Hong Kong Regulator Wins Tiger Asia Appeal

Hong Kong Regulator Wins Tiger Asia Appeal

By Securities Docket on February 23, 2012, 2:34 pm

The city’s Court of Appeal ruled that the Hong Kong Securities and Futures Commission can sue to have Tiger Asia and its principals barred from trading, and to have the hedge fund’s assets frozen. The three-judge panel’s decision overturns a July ruling that the regulator can’t have Tiger banned without a tribunal or criminal court finding.

via Hong Kong Regulator Wins Tiger Asia Appeal — FINalternatives.

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Posted in Global, Top | Tagged Hong Kong, Regulators

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