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Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for 2012-03-31
Report Shows Internal Fraud Reporting Within Companies at Record Highs – Compliance Week http://t.co/4Qznq5ff # Securities Docket News Wire for 2012-03-30 http://t.co/0aFigm9V #
Report Shows Internal Fraud Reporting Within Companies at Record Highs
Report shows fraud reporting within companies at all-time high.
Securities Docket News Wire for 2012-03-30
Australia: ASIC on pace to set insider trading conviction record http://t.co/DWNLlvtK # Now Showing: ‘Unraveled,’ a Look at the Strange Case of Marc Dreier — Compliance Week http://t.co/uR98rPqe # Securities Docket News Wire for 2012-03-29 http://t.co/1E8a2ePx #
Now Showing: ‘Unraveled,’ a Look at the Strange Case of Marc Dreier
Film offers insights into mind of Marc Dreier.
Securities Docket News Wire for 2012-03-29
SEC Again Shows Willingness to Award Cooperation Credit to an Individual – Compliance Week http://t.co/pRSZvEWA # Insider trading clouds confidence in Japanese financial market http://t.co/0qBcauG5 # Securities Docket News Wire for 2012-03-28 http://t.co/i8CDeTT8 #
SEC Again Shows Willingness to Award Cooperation Credit to an Individual
SEC announces award of “cooperation credit” to an individual for second time in a week.
Securities Docket News Wire for March 28, 2012
Get caught up with the Securities Docket News Wire for March 28, 2012.
April 18 Webcast: The Curious Case of Carlyle…and Efforts to Shut Down Investor Access to the Courts
Please join Barbara Black, Adam Pritchard and Salvatore Graziano for this free webcast.
Judge Sentences Insider Trading Defendant to Probation, Says He ‘Betrayed His Country’
Judge says insider trading defendant “betrayed his country” by undermining integrity of financial markets.
SEC Official Points To The Downside Of Madoff Reaction
Post-Madoff, there is now a reluctance within the SEC to drop investigations.