By Securities Docket on March 19, 2012, 4:30 pm
Second Circuit finds SEC has “strong likelihood” of setting aside Judge Rakoff’s rejection of Citigroup settlement.
Posted in SEC, Top | Tagged Judge Rakoff, Settlements
By Securities Docket on March 19, 2012, 2:30 pm
Mets owners will pay $162 million to settle lawsuit by Madoff liquidator.
Posted in Criminal, Industry, Top | Tagged Clawback, Madoff
By Securities Docket on March 19, 2012, 2:09 pm
The SEC’s Sean McKessy and the CFTC’s Vincente Martinez joined us for this webcast.
Posted in SEC, Top | Tagged Webcasts, Whistleblowers |
By Securities Docket on March 19, 2012, 1:55 pm
Top UK financial regulator Sants to step down — Reuters http://t.co/PXUtTWKY # Securities Docket News Wire for 2012-03-18 http://t.co/FuS42Kon #
Posted in News Wire | Tagged News Wire
By Securities Docket on March 19, 2012, 1:50 pm
Christine Beliveau, Gordon McCoun and Patrick Hunnius joined us for this webcast.
Posted in Global, SEC, Top | Tagged China, Communications, Webcasts
By Securities Docket on March 19, 2012, 1:05 pm
Sants to leave Financial Services Authority in June 2012.
Posted in Global, People, Top | Tagged Regulators