By Securities Docket on March 20, 2012, 2:51 pm
Until governments tackle insider trading on a global basis, stopping insider trading is “like playing Whac-A-Mole.”
Posted in Criminal, SEC | Tagged Insider Trading, Web Watch |
By Securities Docket on March 20, 2012, 1:55 pm
Taking the Sting Out of the Justice Department’s FCPA Enforcement http://t.co/TANcoy8a # Here We Go Again: Back-To-Back Compliance Monitors For Smith & Nephew — WSJ Corruption… http://t.co/YEkSqHUJ # Bribery law poses hurdle to Olympics hospitality — Reuters http://t.co/aU2dP3IJ # Deloitte: Due Diligence On Third-Parties Remains Low Despite Enforcement http://t.co/X8ihMsZS # Class-actions by Allen Stanford investors […]
Posted in News Wire | Tagged News Wire
By Securities Docket on March 20, 2012, 1:11 pm
What happened to the DOJ’s “Africa Sting” case? And what are the implications of the DOJ’s failure in that case going forward?
Posted in Criminal, SD Insider, Top | Tagged Africa Sting, FCPA
By Securities Docket on March 20, 2012, 12:59 pm
One company faces back-to-back corporate compliance monitors.
Posted in Criminal, Industry | Tagged FCPA, Monitors, Web Watch
By Securities Docket on March 20, 2012, 12:45 pm
Fear of UK Bribery Act implications hurts Olympics ticket sales.
Posted in Global, Top | Tagged Olympics, UK, UK Bribery Act
By Securities Docket on March 20, 2012, 12:30 pm
Fifth Circuit ruling clears the way for state court cases against brokerages, lawyers and others in Stanford matter.
Posted in Class Actions, Top | Tagged SLUSA, Stanford Financial
By Securities Docket on March 20, 2012, 12:16 pm
Final decision by SEC leaves “supervisor” issue murky.
Posted in Industry, SEC | Tagged Supervisors, Web Watch
By Securities Docket on March 20, 2012, 12:06 pm
STOCK Act momentum seems to stall out.
Posted in SEC, Top | Tagged Insider Trading, STOCK Act
By Securities Docket on March 20, 2012, 12:02 pm
Berkshire Hathaway wins dismissal of shareholder lawsuit alleging former executive violated insider trading policy.
Posted in Class Actions, Top | Tagged Derivative Actions, Insider Trading
By Securities Docket on March 20, 2012, 11:59 am
FSA’s Cole to join PwC in fall, become member of UK executive board.
Posted in Global, People, Top | Tagged Lawyers, Regulators, UK