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George Canellos Named Deputy Director of the SEC’s Division of Enforcement
Canellos to be next Deputy Director of Enforcement Division.
Securities Docket News Wire for 2012-04-30
Bristol-Myers Gets SEC Subpoena In Foreign Bribery Probe — Dow Jones Newswires http://t.co/1vqlGow0 # Securities Docket News Wire for 2012-04-29 http://t.co/PHaDoY8b #
Bristol-Myers Gets SEC Subpoena In Foreign Bribery Probe
Bristol-Myers discloses SEC subpoena seeking information related to sales and marketing practices in “various countries.”
Securities Docket News Wire for 2012-04-29
Securities Docket News Wire for 2012-04-28 http://t.co/zElUeQPc #
Securities Docket News Wire for 2012-04-28
Web Watch: Best of the Week Ending April 27 – Compliance Week http://t.co/XQokge9i # David Green Takes Over at UK’s SFO, Vows Agency is ‘Here to Stay’ – Compliance Week http://t.co/avhsE4Ri # Thomson Reuters Interview With SEC Enforcement Division Director Robert Khuzami http://t.co/YopAe9cN # Securities Docket News Wire for 2012-04-27 http://t.co/b5FCypEP # Securities Docket News […]
Web Watch: Best of the Week Ending April 27
The week’s most interesting columns and blog posts from around the web.
David Green Takes Over at UK’s SFO, Vows Agency is ‘Here to Stay’
New Director of SFO vows to go hard after “top-end fraud.”
Thomson Reuters Interview With SEC Enforcement Division Director Robert Khuzami
Khuzami reiterates SEC may charge charge firms for compliance failures even without underlying violations.
Securities Docket News Wire for April 27, 2012
Get caught up with the Securities Docket News Wire for April 27, 2012.
Is the SEC’s Whistleblower Program Working?
Fraud tips are coming in strong to both the SEC and to corporate compliance departments.