Daily Archives: April 6, 2012, 4:03 pm

An “Entrepreneurial” and Restructured SEC Pledges Proactive Enforcement — The Harvard Law School Forum on Corporate Governance and Financial Regulation

At the recent “SEC Speaks” conference in Washington, DC this year, Chairman Mary Schapiro and senior Enforcement officials vowed to increase investor protection through use of the SEC’s expanded authority under the Dodd-Frank Act and initiatives designed to help the SEC enforcement staff proactively detect and prevent securities law violations…. Schapiro pointed to the SEC’s record 735 enforcement actions, which…

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