‘Enforcement 40’ for 2020
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By Securities Docket on April 6, 2012, 4:03 pm
Jim Barratt joins Forensic Risk Alliance as head of Washington, D.C. office.
By Securities Docket on April 6, 2012, 3:45 pm
The week’s most interesting columns and blog posts from around the web.
By Securities Docket on April 6, 2012, 3:33 pm
At the recent “SEC Speaks” conference in Washington, DC this year, Chairman Mary Schapiro and senior Enforcement officials vowed to increase investor protection through use of the SEC’s expanded authority under the Dodd-Frank Act and initiatives designed to help the SEC enforcement staff proactively detect and prevent securities law violations…. Schapiro pointed to the SEC’s […]