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Memo To: Public Co. Employees About to Engage in Insider Trading; Re: Your Future (or Lack Thereof)
Learn it. Know it. Live it.
Two top lawyers at Wall Street watchdog FINRA departing
Two top legal advisers at FINRA are reportedly departing.
Securities Docket News Wire for 2012-05-07
How To Avoid Prosecution — The FCPA Blog http://t.co/IswPvHNl # Qwest Fraud Victims To Get $400 Each From $44M Payout http://t.co/oTrQekST # Securities Docket News Wire for 2012-05-06 http://t.co/qN9YbVng #
How To Avoid Prosecution — The FCPA Blog
“The DOJ doesn’t charge corporations that have an effective compliance program.”