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Memo To: Public Co. Employees About to Engage in Insider Trading; Re: Your Future (or Lack Thereof)

Memo To: Public Co. Employees About to Engage in Insider Trading; Re: Your Future (or Lack Thereof)

By on May 7, 2012, 7:58 pm

Learn it. Know it. Live it.

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Two top lawyers at Wall Street watchdog FINRA departing

Two top lawyers at Wall Street watchdog FINRA departing

By on May 7, 2012, 6:35 pm

Two top legal advisers at FINRA are reportedly departing.

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Securities Docket News Wire for 2012-05-07

By on May 7, 2012, 1:55 pm

How To Avoid Prosecution — The FCPA Blog http://t.co/IswPvHNl # Qwest Fraud Victims To Get $400 Each From $44M Payout http://t.co/oTrQekST # Securities Docket News Wire for 2012-05-06 http://t.co/qN9YbVng #

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How To Avoid Prosecution -- The FCPA Blog

How To Avoid Prosecution — The FCPA Blog

By on May 7, 2012, 1:45 pm

“The DOJ doesn’t charge corporations that have an effective compliance program.”

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