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SEC Escalates Battle With D&T Shanghai Over Documents, Brings 102(e) Charges

SEC Escalates Battle With D&T Shanghai Over Documents, Brings 102(e) Charges

By on May 10, 2012, 4:17 pm

SEC brings unprecedented enforcement action against foreign audit firm under Section 106 of SOX.

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Securities Docket News Wire for 2012-05-10

By on May 10, 2012, 1:55 pm

What Is An Effective Compliance Program? — The FCPA Blog http://t.co/oTzW6AcE # Foreign bribery fines and settlements: who should get the money? http://t.co/SFnPgtqb # Securities Docket News Wire for 2012-05-09 http://t.co/NUYRAFPv #

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What Is An Effective Compliance Program? -- The FCPA Blog

What Is An Effective Compliance Program? — The FCPA Blog

By on May 10, 2012, 12:02 pm

Ten elements for an effective compliance program.

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