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Browse: Home / 2012 / May / 10 / SEC Escalates Battle With D&T Shanghai Over Documents, Brings 102(e) Charges

SEC Escalates Battle With D&T Shanghai Over Documents, Brings 102(e) Charges

By Securities Docket on May 10, 2012, 4:17 pm

SEC brings first-ever enforcement action against a foreign audit firm for failing to comply with a request by the agency under Section 106 of SOX.

via SEC Escalates Battle With D&T Shanghai Over Documents, Brings 102(e) Charges – Compliance Week

Posted in Global, SEC, Top | Tagged APs, Auditors

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