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Corporate settlement policy unlikely to be changed by Congress
Republican lawmakers agree judges should avoid micro-managing SEC settlement agreements.
Securities Docket News Wire for May 17, 2012
Get caught up with the Securities Docket News Wire for May 17, 2012.
FSA searches for new enforcement chief
Two senior officials at SEC among those considered to be potential candidates.
SEC Probes Role of Hedge Fund in CDOs
SEC reportedly investigating hedge fund firm that bet on mortgage-bond deals that imploded.
SEC Cracking Down on Questionable Tactics by Defense Counsel
SEC ramps up efforts, rhetoric against “sharp practices” in investigations by defense counsel.