The Financial Services Authority is casting its net across three continents in the search to find a head of enforcement to replace Margaret Cole….
Three North American regulatory officials are also potential candidates: Lorin Reisner, who recently came from the US Attorney’s office in Manhattan from the Securities and Exchange Commission, Steven L. Cohen, SEC associate enforcement director, and Tom Atkinson, who heads enforcement at the Ontario Securities Commission.
‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn