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Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for 2012-06-30
Obama Administration Threatens to Veto House Bill With Below-Requested Funds for SEC… http://t.co/Qj8C9i5I # Report: SEC Settlements With Individuals Surging in FY 2012 – Compliance Week http://t.co/gJYPXfL3 # In Case Against Philip Falcone, a Warning to Others – DealBook http://t.co/YwT9V8dS # Securities Docket News Wire for 2012-06-29 http://t.co/GFVTf9Ie #
Obama Administration Threatens to Veto House Bill With Below-Requested Funds for SEC
Obama administration weighs in on appropriations bills.
Report: SEC Settlements With Individuals Surging in FY 2012
SEC settlements with individuals on pace to rise 20% in FY 2012.
Securities Docket News Wire for 2012-06-29
Bre-X lawyer Groia faces penalties for misconduct — Reuters http://t.co/Gonu5UBD # Prosecutors Press On in Madoff Ponzi Probe – http://t.co/IhHDz4Vp http://t.co/e843tsqo # Securities Docket News Wire for 2012-06-28 http://t.co/U9vFqb7i #
Bre-X lawyer Groia faces penalties for misconduct
Panel finds Joe Groia committed professional misconduct for the tone and language he used in Bre-X case.
Securities Docket News Wire for 2012-06-28
FalconStor to pay $5.8 mln to settle bribe charges — Reuters http://t.co/RBb7ABXQ # Diamond Foods’ board sued over financial problems — Reuters http://t.co/ocPIbDeg # SEC charges Harbinger’s Falcone with manipulation – MarketWatch http://t.co/rq2WZwW6 # Bernie Madoff’s Brother To Plead Guilty – ABC News http://t.co/q1sUDuLr # Spike in accounting fraud class actions attributed to reverse mergers […]
FalconStor to pay $5.8 mln to settle bribe charges
FalconStor Software Inc will pay $5.8 million to resolve charges that it bribed JP Morgan Chase Bank NA executives.
Diamond Foods’ board sued over financial problems
Lawsuit claims board of Diamond Foods Inc failed to properly oversee the company.