‘Enforcement 40’ for 2020
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By Securities Docket on June 15, 2012, 7:02 pm
Summing up the Gupta conviction and what comes next.
Posted in Criminal, Top | Tagged Insider Trading, Sentencing
By Securities Docket on June 15, 2012, 6:03 pm
Former SEC attorney indicted on seven counts of wire fraud.
Posted in SEC, Top | Tagged Lawyers, Regulators
By Securities Docket on June 15, 2012, 3:02 pm
“20/20 hindsight” detrimental to ensuring that board members do their jobs.
Posted in Industry | Tagged Corporate Governance, Sarbanes Oxley, Web Watch
By Securities Docket on June 15, 2012, 1:55 pm
Jurors Begin Deliberations in Insider Trading Trial – http://t.co/0q5BCkt2 http://t.co/KcqSDljh # June 29 Webcast: The UK Bribery Act Turns One Year Old — Lessons Learned and Next Step http://t.co/jFWrNGB6 # Allen Stanford’s Plans to Hit the Golf Course Later This Month Derailed by 110-Year Sentence… http://t.co/Jj6lYAV0 # Securities Docket News Wire for 2012-06-14 http://t.co/aqaN3fps #