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Securities Docket News Wire for 2012-06-28

By Securities Docket on June 28, 2012, 1:55 pm

FalconStor to pay $5.8 mln to settle bribe charges — Reuters http://t.co/RBb7ABXQ # Diamond Foods’ board sued over financial problems — Reuters http://t.co/ocPIbDeg # SEC charges Harbinger’s Falcone with manipulation – MarketWatch http://t.co/rq2WZwW6 # Bernie Madoff’s Brother To Plead Guilty – ABC News http://t.co/q1sUDuLr # Spike in accounting fraud class actions attributed to reverse mergers […]

Posted in News Wire | Tagged News Wire

FalconStor to pay $5.8 mln to settle bribe charges

By Securities Docket on June 28, 2012, 12:40 pm

FalconStor Software Inc will pay $5.8 million to resolve charges that it bribed JP Morgan Chase Bank NA executives.

Posted in Criminal, SEC, Top | Tagged FCPA, Settlements

Diamond Foods’ board sued over financial problems

By Securities Docket on June 28, 2012, 12:38 pm

Lawsuit claims board of Diamond Foods Inc failed to properly oversee the company.

Posted in Class Actions, Top | Tagged Derivative Actions, M&A

SEC charges Harbinger’s Falcone with manipulation

By Securities Docket on June 28, 2012, 12:17 pm

SEC sues Philip Falcone and his fund Harbinger Capital Partners for “illicit conduct” including “misappropriation” of client assets and market manipulation.

Posted in SEC, Top | Tagged Hedge Funds