By Securities Docket on June 29, 2012, 9:12 pm
Obama administration weighs in on appropriations bills.
Posted in SEC, Top | Tagged Budget, US Congress
By Securities Docket on June 29, 2012, 4:33 pm
SEC settlements with individuals on pace to rise 20% in FY 2012.
Posted in SEC, Top | Tagged Reports, Settlements
By Securities Docket on June 29, 2012, 3:16 pm
Falcone case may be a warning to hedge funds.
Posted in SEC | Tagged Hedge Funds, Web Watch
By Securities Docket on June 29, 2012, 1:55 pm
Bre-X lawyer Groia faces penalties for misconduct — Reuters http://t.co/Gonu5UBD # Prosecutors Press On in Madoff Ponzi Probe – http://t.co/IhHDz4Vp http://t.co/e843tsqo # Securities Docket News Wire for 2012-06-28 http://t.co/U9vFqb7i #
Posted in News Wire | Tagged News Wire
By Securities Docket on June 29, 2012, 12:23 pm
Prosecutors now expected to shift focus to Shana Madoff.
Posted in Criminal | Tagged Madoff, Ponzis
By Securities Docket on June 29, 2012, 12:12 pm
Panel finds Joe Groia committed professional misconduct for the tone and language he used in Bre-X case.
Posted in Global, Top | Tagged Canada, Lawyers