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Browse: Home / 2012 / June / 29 / Report: SEC Settlements With Individuals Surging in FY 2012

Report: SEC Settlements With Individuals Surging in FY 2012

By Securities Docket on June 29, 2012, 4:33 pm

NERA report covering first half of FY 2012 shows SEC settlements with individuals on pace to rise 20%.

via Report: SEC Settlements With Individuals Surging in FY 2012 – Compliance Week

Posted in SEC, Top | Tagged Reports, Settlements

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