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By Securities Docket on July 6, 2012, 3:58 pm
Court rules that anti-retaliation whistleblower provisions of Dodd-Frank do not apply exterritorially.
Posted in Global, SEC, Top | Tagged dism, Dodd-Frank, Whistleblowers
By Securities Docket on July 6, 2012, 2:37 pm
Falcone defense strategy may lean blaming his lawyers and underlings.
Posted in SEC, Top | Tagged Hedge Funds
By Securities Docket on July 6, 2012, 2:36 pm
Advisory panel to discuss ways to punish people who leak confidential information.
Posted in Global, Top | Tagged Insider Trading, Japan
By Securities Docket on July 6, 2012, 1:55 pm
BofA shareholders: Wachtell ‘excluded’ as Merrill losses mounted — On the Case http://t.co/8VgWTIO2 # Norway watchdog probes 'insider leaks' – http://t.co/ZdnjnVpd http://t.co/J2VdJdFn # Santander CEO to Testify in Assistant’s Insider Trading Case – Bloomberg http://t.co/KTSmvcuU # Securities Docket News Wire for 2012-07-05 http://t.co/gr4N2E1V #