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Court: Dodd-Frank Amendment Expanding Whistleblower Protections Applies Retroactively
Court holds Dodd-Frank amendment SOX that protects employees of subsidiaries of public companies applies retroactively.
Securities Docket News Wire for 2012-07-10
Archived Version and Materials for June 28 Webcast: ‘The UK Bribery Act Turns One Year Old… http://t.co/K3qrkYtm # Archived Version and Materials for June 27 Webcast: ‘FATCA Pre-Existing Accounts v… http://t.co/6I3pJEjx # Securities Docket News Wire for 2012-07-09 http://t.co/uJ6TisYv #
Paula Drake Named Chief Counsel and Chief Compliance and Ethics Officer of SEC’s Office Of Compliance Inspections and Examinations
Paula Drake to serve as SEC’s Chief Counsel and Chief Compliance and Ethics Officer in OCIE.