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By Securities Docket on July 10, 2012, 5:39 pm
Court holds Dodd-Frank amendment SOX that protects employees of subsidiaries of public companies applies retroactively.
By Securities Docket on July 10, 2012, 1:55 pm
Archived Version and Materials for June 28 Webcast: ‘The UK Bribery Act Turns One Year Old… http://t.co/K3qrkYtm # Archived Version and Materials for June 27 Webcast: ‘FATCA Pre-Existing Accounts v… http://t.co/6I3pJEjx # Securities Docket News Wire for 2012-07-09 http://t.co/uJ6TisYv #
By Securities Docket on July 10, 2012, 1:49 pm
Paula Drake to serve as SEC’s Chief Counsel and Chief Compliance and Ethics Officer in OCIE.