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Browse: Home / 2012 / July / 22 / Former Stanford executive says in limbo as SEC case drags

Former Stanford executive says in limbo as SEC case drags

By Securities Docket on July 22, 2012, 6:16 pm

Bernerd Young has waited more than two years for a final decision from U.S. securities regulators about whether he will be charged over his role as compliance officer at the brokerage owned by convicted Ponzi schemer Allen Stanford….

In his first media interview since the discovery of Allen Stanford’s $7 billion Ponzi scheme in 2009, Young and his attorney told Reuters they believe the SEC’s stalling has unfairly denied him his right to due process.

via Former Stanford executive says in limbo as SEC case drags –Reuters

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Posted in SEC, Top | Tagged Investigations, Stanford Financial

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