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By Securities Docket on July 31, 2012, 1:55 pm
Early-Bird Registration Ends Today for Securities Enforcement Forum 2012 http://t.co/9tCcELHm # Heavier SEC fines unlikely to dent fraud – InvestmentNews http://t.co/pqz4QYUN # More than tiger mom, I had a tiger dad: Preet Bharara to NDTV | http://t.co/QvgtEOEW http://t.co/xY9eCLSW # The Evolving Contours of Insider Trading – http://t.co/0q5BCkt2 http://t.co/Vd8135kE # Get ready for plaintiffs' lawyer brawl […]
By Securities Docket on July 31, 2012, 1:08 pm
Please join us for Securities Enforcement Forum 2012, October 18, 2012 in Washington, D.C.!
By Securities Docket on July 31, 2012, 1:01 pm
The bill introduced by Sen. Jack Reed, D-R.I., and Sen. Charles Grassley, R-Iowa, that would give the SEC the power to levy heavier penalties for violating securities law is a step in the right direction. But the legislation is unlikely to substantially deter fraud in the financial services industry, because — like most criminals — […]