Daily Archives: August 16, 2012, 4:04 pm

Don’t Let the SEC Punish Too Harshly – Bloomberg View

The ink is barely dry on the 2010 Dodd-Frank financial-reform law, but Congress is already considering new legislation that would grant the Securities and Exchange Commission its latest wish list of much higher financial penalties, especially against recidivists…. There is scant evidence that increasing penalties again would improve deterrence or financial compliance, but that is a secondary concern with the…

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Securities Docket News Wire for 2012-08-16

Oct. 2 Webcast: The Roles and Challenges of Audit Committees in the Era of Dodd-Frank and… http://t.co/l0Za3AdV # Raj Rajaratnam trial: Slippery witness gives appeal traction. http://t.co/NwZ9O8CC # Judge Dismisses Shareholder Suit Against Carlyle Group – The Blog of Legal Times http://t.co/koSVxbxw # Securities Docket News Wire for 2012-08-15 http://t.co/fwksR7o1 #

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