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Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for 2012-09-30
Securities Docket News Wire for 2012-09-29 http://t.co/anGTtsAW #
Securities Docket News Wire for 2012-09-29
A Close Look at FCPA and U.K. Bribery Act Enforcement and Compliance in 2012 – Compliance Week http://t.co/z4FhwBRF # Securities Docket News Wire for 2012-09-28 http://t.co/hfT5B3cd #
Securities Docket News Wire for 2012-09-28
When Will the SEC Finally Go After the Auditors? – Bloomberg View http://t.co/X94yIkPv # SEC Charges Goldman Sachs, Former Banker With ‘Pay-to-Play’ Violations – Compliance Week http://t.co/72l85lNy # Freddie Mac wins dismissal of shareholder lawsuit — Reuters http://t.co/qgQkYegB # Securities Docket News Wire for 2012-09-27 http://t.co/ZyjliSm4 #
When Will the SEC Finally Go After the Auditors? – Bloomberg View
SEC’s various lawsuits in connection with financial crisis do not include any against an auditor.
SEC Charges Goldman Sachs, Former Banker With ‘Pay-to-Play’ Violations – Compliance Week
SEC files novel “in-kind” pay-to-play case against Goldman, Sachs & Co.
Freddie Mac wins dismissal of shareholder lawsuit
Shareholders had claimed Freddie Mac understated its subprime mortgage exposure and overstating its capital strength ahead of the 2008 financial crisis.
Securities Docket News Wire for 2012-09-27
Why Have a Compliance Program? – Compliance Building http://t.co/fKmbduSr # Just 50 Seats Left! Register Now for Securities Enforcement Forum 2012! http://t.co/dffiDGY3 # DOJ Guidance on FCPA Expected in Next Two Weeks – Compliance Week http://t.co/rYvqy4Pl # SEC Charges Bank Executives in Nebraska with Understating Losses During Financial Crisis… http://t.co/XE8lYedU # U.K. Inside-Trading Suspects Said […]
Just 50 Seats Left! Register Now for Securities Enforcement Forum 2012!
Just 50 seats left for Securities Enforcement Forum 2012. Register now!
DOJ Guidance on FCPA Expected in Next Two Weeks
FCPA experts expect DOJ guidance prior to key Oct. 10 meeting of OECD.
SEC Charges Bank Executives in Nebraska with Understating Losses During Financial Crisis
SEC alleges three former bank executives in Nebraska schemed to understate millions of dollars in losses at height of financial crisis.