Monthly Archives: September 2012

Securities Docket News Wire for 2012-09-28

When Will the SEC Finally Go After the Auditors? – Bloomberg View http://t.co/X94yIkPv # SEC Charges Goldman Sachs, Former Banker With ‘Pay-to-Play’ Violations – Compliance Week http://t.co/72l85lNy # Freddie Mac wins dismissal of shareholder lawsuit — Reuters http://t.co/qgQkYegB # Securities Docket News Wire for 2012-09-27 http://t.co/ZyjliSm4 #

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Securities Docket News Wire for 2012-09-27

Why Have a Compliance Program? – Compliance Building http://t.co/fKmbduSr # Just 50 Seats Left! Register Now for Securities Enforcement Forum 2012! http://t.co/dffiDGY3 # DOJ Guidance on FCPA Expected in Next Two Weeks – Compliance Week http://t.co/rYvqy4Pl # SEC Charges Bank Executives in Nebraska with Understating Losses During Financial Crisis… http://t.co/XE8lYedU # U.K. Inside-Trading Suspects Said to Face Charge Decision –…

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