‘Enforcement 40’ for 2020
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By Securities Docket on September 4, 2012, 1:55 pm
SEC appeals in bid to help Stanford victims file claims — Reuters http://t.co/aHCdZUjL # U.K. FSA Probes Barclays Ex-CEO Varley — Dow Jones Newswires http://t.co/Ch5Uy6k7 # Bribery Settlements Under U.S. Law Are Mostly With Foreign Countries – http://t.co/0q5BCkt2 http://t.co/uzQNlhMo # Hanlong execs stay on deck despite an insider probe | The Australian http://t.co/GTP2ACne # Securities […]
By Securities Docket on September 4, 2012, 11:42 am
SEC: “We believe investors who bought Stanford CDs through the Stanford broker-dealer are protected under the law.”