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Securities Docket News Wire for 2012-09-04

By on September 4, 2012, 1:55 pm

SEC appeals in bid to help Stanford victims file claims — Reuters http://t.co/aHCdZUjL # U.K. FSA Probes Barclays Ex-CEO Varley — Dow Jones Newswires http://t.co/Ch5Uy6k7 # Bribery Settlements Under U.S. Law Are Mostly With Foreign Countries – http://t.co/0q5BCkt2 http://t.co/uzQNlhMo # Hanlong execs stay on deck despite an insider probe | The Australian http://t.co/GTP2ACne # Securities […]

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SEC appeals in bid to help Stanford victims file claims

SEC appeals in bid to help Stanford victims file claims

By on September 4, 2012, 11:42 am

SEC: “We believe investors who bought Stanford CDs through the Stanford broker-dealer are protected under the law.”

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Bribery Settlements Under U.S. Law Are Mostly With Foreign Countries

Bribery Settlements Under U.S. Law Are Mostly With Foreign Countries

By on September 4, 2012, 11:40 am

9 of 10 largest FCPA settlements are with non-U.S.-based companies.

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