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Browse: Home / 2012 / September / 20 / SEC Doles Out Cooperation Credit in Insider Trading Case

SEC Doles Out Cooperation Credit in Insider Trading Case

By Securities Docket on September 20, 2012, 8:48 pm

SEC recognizes the “significant cooperation” provided by alleged insider trading tippee with reduced penalty.

via SEC Doles Out Cooperation Credit in Insider Trading Case – Compliance Week

Posted in SEC, Top | Tagged Cooperation, Insider Trading

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