‘Enforcement 40’ for 2020
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By Securities Docket on October 24, 2012, 3:54 pm
SEC Commissioner Luis Aguilar on prioritizing individual accountability, “maximum deterrence” and the fight against recidivism.
By Securities Docket on October 24, 2012, 1:12 pm
SEC looking into audits handled by the D.C. Office of the Chief Financial Officer.