‘Enforcement 40’ for 2020
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By Securities Docket on October 26, 2012, 3:51 pm
SEC says its “Aberrational Performance Inquiry” initiative put hedge fund called Yorkville Advisors LLC “front and center on our radar screen.”
By Securities Docket on October 26, 2012, 1:24 pm
Facts alleged in SEC’s “.44 Magnum Leveraged Financing Program” case may leave you shaking your head.