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Browse: Home / 2012 / November / 14 / SEC Enforcement in Fiscal Year 2012, By the Numbers

SEC Enforcement in Fiscal Year 2012, By the Numbers

By Securities Docket on November 14, 2012, 6:02 pm

The SEC announced that it brought 734 enforcement actions in 2012, just one shy of the record 735 enforcement actions it brought in 2011. SEC Chair Schapiro emphasized that the numbers did not tell the full story, however, as these 734 actions included “some of the most complex cases we’ve ever seen.”

via SEC Enforcement in Fiscal Year 2012, By the Numbers – Compliance Week

Posted in SEC, Top | Tagged Reports

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