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‘Enforcement 40’ for 2020
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No ‘Fast Times’ in SEC Insider Case, But SEC Says Defendants Created Fake Research to Justify Trades
Case against a “ring of high school buddies” includes interesting effort at concealment, SEC claims.
Deloitte Escapes Class Action over Longtop Audit
SDNY judge dismisses auditor from securities class action brought on behalf of Longtop’s disgruntled U.S. investors.
2 Banks to Settle Case for $417 Million
JPMorgan Chase and Credit Suisse agreed to pay a combined $417 million to settle SEC cases over their packaging and sale of mortgage securities to investors.
Nov. 28 Webcast: Breaking Down the FCPA Guidance — Key Takeaways and Grey Areas
Please join Robertson Park, Timothy Peterson and Greg Esslinger for this webcast.
Dec. 4 Webcast: Swap Market Participants — How to Qualify for the CFTC’s End-User Exception and Properly Implement a Hedging Program
Please join Andrew Cross, Dr. Susan Mangiero, and the CFTC’s Erik F. Remmler for this free webcast.