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In SAC Capital Case, a New Type of Deal – DealBook
Martoma case involves new tactic – a nonprosecution agreement – to gain the cooperation of a crucial witness.
Though the tool is commonly used in criminal investigations, this appears to be the first time it has been used to secure evidence from an individual in a prominent white-collar crime case.
SEC Chair Schapiro to Step Down December 14, 2012
SEC Chair Mary Schapiro will step down on Dec. 14, 2012.
UBS Fined for ‘Seriously Defective’ Risk Systems
FSA aserts that UBS’ risk control systems were “seriously defective.”
What If? — FCPA Professor
What if the new FCPA guidance had been issued two years, ten years, or twenty-four years ago?