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Tentative agreement reached last week may finally provide a bit of good news for Stanford victims.
Hedge funds, cases involving whistle-blowers and investigations into foreign bribery and corruption may be big targets in near future.
U.S. and Europe closing in on individual traders suspected of colluding to rig key benchmark lending rates such as Libor.
Federal prosecutors and securities regulators examining how executives use trading plans to buy and sell shares of their company’s stock.
“Wouldn’t it make sense to turn a poacher into a gamekeeper?”
SEC alleges funds fraudulently overstated the value of their securities as the housing market was on the brink of financial crisis in 2007.
Get caught up with the Securities Docket News Wire for December 10, 2012.