‘Enforcement 40’ for 2020
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Agreement Between Sparring Stanford Liquidators May Lead to $330 Million Distribution
Tentative agreement reached last week may finally provide a bit of good news for Stanford victims.
Federal Regulators Stay on the Full-Court Press — DealBook
Hedge funds, cases involving whistle-blowers and investigations into foreign bribery and corruption may be big targets in near future.
UK anti-fraud agency arrests three in Libor probe
U.S. and Europe closing in on individual traders suspected of colluding to rig key benchmark lending rates such as Libor.
Insider-Trading Probe Widens
Federal prosecutors and securities regulators examining how executives use trading plans to buy and sell shares of their company’s stock.
For Next SEC Chief, Why Not an Investor? – WSJ.com
“Wouldn’t it make sense to turn a poacher into a gamekeeper?”
SEC Charges Eight Mutual Fund Directors for Failure to Properly Oversee Asset Valuation
SEC alleges funds fraudulently overstated the value of their securities as the housing market was on the brink of financial crisis in 2007.
Securities Docket News Wire for December 10, 2012
Get caught up with the Securities Docket News Wire for December 10, 2012.