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A Look at the 'Intersection of Dodd-Frank's Whistleblower Provisions and the FCPA'

A Look at the ‘Intersection of Dodd-Frank’s Whistleblower Provisions and the FCPA’

By on December 13, 2012, 6:27 pm

Whistleblowers impacting FCPA enforcement at both the SEC and the DOJ.

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Securities Docket News Wire for December 12, 2012

Securities Docket News Wire for December 12, 2012

By on December 13, 2012, 8:12 am

Get caught up with the Securities Docket News Wire for December 12, 2012.

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Hedge Fund Manager to Pay $44 Million for Illegal Trading in Chinese Bank Stocks

Hedge Fund Manager to Pay $44 Million for Illegal Trading in Chinese Bank Stocks

By on December 13, 2012, 8:00 am

SEC claims founder of Tiger Asia Management committed insider trading by short selling three Chinese bank stocks.

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