By Securities Docket on January 31, 2013, 6:09 pm
George S. Canellos will become Acting Director of Enforcement Division effective February 8.
Posted in SEC, Top | Tagged Lawyers, Regulators
By Securities Docket on January 31, 2013, 9:39 am
Get caught up with the Securities Docket News Wire for January 30, 2013.
Posted in News Wire | Tagged News Wire
By Securities Docket on January 30, 2013, 8:53 am
Get caught up with the Securities Docket News Wire for January 29, 2013.
Posted in News Wire | Tagged News Wire
By Securities Docket on January 29, 2013, 5:00 pm
One more judge disagrees with the SEC’s “neither admit nor deny” settlement policy.
Posted in SEC, Top | Tagged Judge Rakoff, Settlements
By Securities Docket on January 29, 2013, 11:20 am
Like district courts before it, Ninth Circuit rejects class action lawsuits against the SEC for Madoff losses.
Posted in Industry, SEC, Top | Tagged Appellate, Dismissals, Madoff
By Securities Docket on January 29, 2013, 9:57 am
How significant will Mary Jo White’s conflicts-of-interest be?
Posted in SEC | Tagged Commissioners, Recusals, Web Watch
By Securities Docket on January 29, 2013, 9:46 am
Madoff trustee Picard trying to block the NY Attorney’s General’s settlement.
Posted in Criminal, Industry, Top | Tagged Madoff, Settlements
By Securities Docket on January 29, 2013, 8:58 am
Get caught up with the Securities Docket News Wire for January 28, 2013.
Posted in News Wire | Tagged News Wire
By Securities Docket on January 28, 2013, 10:27 am
SEC lacks tools of prosecutors but still has “plenty of muscle to flex.”
Posted in SEC, Top | Tagged Commissioners, Regulators
By Securities Docket on January 28, 2013, 9:58 am
Should new SEC chair reexamine “neither admit nor deny” policy?
Posted in SEC | Tagged Regulators, Web Watch