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Join the Securities Litigation and Enforcement Group on LinkedInIs New Insider Trading Plan An Inroad Or Off-Ramp?
By letter to the Securities and Exchange Commission (“SEC”) Chair dated December 28, 2012, the Council of Institutional Investors (”CII”) raised its concerns about the potential misuse of trading plans that are intended to satisfy the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934. CII noted that the timing of the adoption […]
Khuzami Posts Blog Comment Defending SEC’s Record, Policies – Compliance Week
The comments section on blogs is not typically the place you go to find reasoned arguments or debate, even in the legal world (go explore the comments to any post of your choosing on Above the Law if you don’t know what I’m talking about). Last week, however, a post by Professor Simon Johnson on […]
Securities Docket News Wire for January 2, 2013
Get caught up with the Securities Docket News Wire for January 2, 2013.
Top Ten D&O Stories of 2012 — The D & O Diary
The year just finished included dramatic and important developments involving elections, tragedies and natural disasters. While there was nothing in the world of directors’ and officers’ liability to match this drama, it was nevertheless an eventful year in the world of D&O, with many significant developments. By way of review of the year’s events, here […]
SAC Sued by Elan Investors Over Alleged Insider Trades
SAC Capital Advisors LP and its founder, Steven A. Cohen, were sued by a group of Elan Corp. (ELN) investors who claimed losses as a result of alleged illegal insider trading by SAC in the drugmaker’s stock. Six investors who held American depositary receipts in Dublin-based Elan sued in Manhattan federal court Dec. 21. They […]