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‘Enforcement 40’ for 2020
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After Restoring “Pride and Purpose,’ Khuzami Departs SEC’s Enforcement Division
Judge Rakoff praises Khuzami for restoring “a sense of pride and purpose to the SEC enforcement division.”
Justices Skeptical of SEC
Supreme Court voices skepticism over bid by SEC to relax time limits for seeking civil penalties in fraud cases.
Former SAC Analyst Cooperates in Insider Trading Case
A former analyst at SAC Capital Advisors, the hedge fund owned by the billionaire investor Steven A. Cohen, has given federal agents the names of about 20 people he said had engaged in insider trading, according to a court filing…. In addition to the 20 names, the government said information provided by Mr. Wang had […]
Top Ten Enforcement Actions for 2012 — FCPA Compliance and Ethics Blog
As we welcome in 2013, it is appropriate to reflect back on some of the things which have occurred over 2012 and in the Foreign Corrupt Practices Act (FCPA) enforcement world, it was quite a significant year. The Department of Justice (DOJ) and Securities and Exchange Commission (SEC) both have used enforcement actions to educate […]
Securities Docket News Wire for January 8, 2013
Get caught up with the Securities Docket News Wire for January 8, 2013.