‘Enforcement 40’ for 2020
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By Securities Docket on January 15, 2013, 1:59 pm
Research consultant sentenced to four years and three months in prison after admitting last year to passing on confidential information about technology firms.
By Securities Docket on January 15, 2013, 1:55 pm
NERA report on SEC settlements in 2012 shows an “emphasis on individual accountability.”
By Securities Docket on January 15, 2013, 8:36 am
Nortel’s former chief executive, chief financial officer, and corporate controller found not guilty of misstating Nortel’s financial results between 2000 and 2004.