‘Enforcement 40’ for 2020
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By Securities Docket on January 25, 2013, 2:08 pm
Government’s top witness pleaded guilty to fraud, conspiracy to commit fraud and conspiracy to obstruct an SEC investigation.
By Securities Docket on January 25, 2013, 1:03 pm
Martinez rejoins the SEC following a stint at the Commodity Futures Trading Commission.
By Securities Docket on January 25, 2013, 10:37 am
Her performance and legacy as SEC chairman will be determined in the coming years, but it is hard to imagine a much better introduction than having the President of the United States tell the world, “You don’t want to mess with Mary Jo!” Check out the video of President Obama announcing the appointment of Mary […]
By Securities Docket on January 25, 2013, 8:58 am
Bold steps are needed. And this means an auspicious beginning – perhaps an announcement by the new Chair on Day One that the SEC is undergoing a Roosevelt-style “First Hundred Days.” During that time, a fresh look at the way each office conducts its operations should be considered. There are quite a few things that […]
By Securities Docket on January 25, 2013, 8:44 am
Get caught up with the Securities Docket News Wire for January 24, 2013.