Bold steps are needed. And this means an auspicious beginning – perhaps an announcement by the new Chair on Day One that the SEC is undergoing a Roosevelt-style “First Hundred Days.” During that time, a fresh look at the way each office conducts its operations should be considered. There are quite a few things that haven’t changed in decades. During the New Deal, the newly formed SEC shone like a beacon and became well known as the finest federal agency. It is time for the Commission to regain its luster.
‘Enforcement 40’ for 2020
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